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Addressing Misconduct and Wrongdoing at Global Affairs Canada: Fourth annual report

PDF Version (1102 KB)

Reporting year 2025–2026

ISSN 2819-487X

Table of contents

Message from the Deputy Ministers

Dear colleagues,

We are pleased to present the fourth edition of the Annual Report on Addressing Misconduct and Wrongdoing at Global Affairs Canada. This report reflects our continuing collective commitment to build a workplace culture grounded in respect, trust, transparency and inclusion. At its core, our work aims to ensure that every employee feels valued and supported and that their voices contribute meaningfully to shaping a healthier environment for our organization.

Our collective aspiration remains unchanged: to foster a workplace culture rooted in integrity, honesty, trust, respect and continuous improvement. This commitment is embodied in our new departmental Values and Ethics Code and Code of Conduct. Most employees at Global Affairs Canada (GAC) demonstrate these values every day. Their professionalism, integrity and respect for others are the foundation of a positive workplace culture, and we are grateful for their ongoing commitment. At the same time, we recognize the impact that misconduct and wrongdoing can have on individuals and teams, and we know the importance of strengthening systems to promote accountability and support those affected. Managers play a critical role in this by modelling values and ethics and fostering respectful, safe and inclusive workplaces.

This reporting year unfolded during an important moment of transformation for GAC. Alongside broader culture‑building initiatives—including the GAC Check‑in survey, equity, diversity and inclusion assessments, and ongoing anti‑racism efforts—we also navigated the significant impacts of the Comprehensive Expenditure Review, including the associated adjustments to our workforce. We know these changes have been deeply felt across the department. Many employees have expressed concerns about workload, psychological safety, mental health and the overall well‑being of teams. These experiences underscore how essential it is that we maintain compassion, transparency and fairness, especially in dealing with workplace misconduct and employee support.

The responses to GAC’s three previous reports continue to shape this work. We have heard from employees across the department, as well as from partners in other federal organizations, that these reports contribute to broader conversations about values, ethics and trust in the public service. The steady willingness of employees to come forward with concerns and report potential misconduct and wrongdoing may reflect growing confidence that issues will be taken seriously and addressed appropriately in our department. This reinforces the importance of closely examining our processes and outcomes.

Over the past year, our human resources, corporate security and investigations teams have continued to strengthen how they collaborate to address acts of misconduct and wrongdoing at GAC. We have focused on improving coordination across units, reducing unnecessary delays and enhancing the support for employees and managers during investigative, disciplinary and administrative processes. For instance, we reviewed the policy on departmental harassment and violence prevention to ensure it aligned with legislative requirements and operational best practices. Reinforcing these efforts, we provided clear pathways for employees to raise concerns, including through their managers, the Office of the Well‑being Ombud and Inspector General (Ombud’s office) and the formal disclosure mechanisms outlined in this report and its annexes.

Employee well‑being is a foundational element of this work. The Ombud’s office provides a confidential, impartial space for employees to seek guidance, resolve concerns early and better understand their options. The contributions of this office have been essential in strengthening prevention, informal conflict management and safe avenues for recourse. (More information about the Office of the Well-being Ombud and Inspector General can be found in its second annual report.)

With a focus on continuous improvement, GAC will further examine all investigation‑related processes through lenses of accessibility, diversity and inclusion. This approach ensures that our practices evolve in ways that are not only more effective and timely, but also equitable, consistent and aligned with our shared commitment to a diverse, respectful and supportive workplace. We will also continue to report annually on these matters in line with our commitment to accountability and transparency.

Arun Thangaraj
Deputy Minister of Foreign Affairs

Glenn Purves
Deputy Minister of International Trade

Cindy Termorshuizen
Deputy Minister of International Development

David Angell
Associate Deputy Minister of Foreign Affairs

Introduction

This Annual Report on Addressing Misconduct and Wrongdoing at Global Affairs Canada aims to increase transparency on how misconduct and wrongdoing are addressed in the department. It presents summaries of cases of misconduct and wrongdoing deemed founded in the department, as well as investigations completed by external bodies, over the reporting year. It covers the fiscal year from April 1, 2025, to March 31, 2026.

This report reflects all cases of misconduct and wrongdoing involving:

Despite some similarities across case summaries, each represents a distinct and separate incident. They are not duplicated in the report or across categories. In presenting information, the report respects privacy and confidentiality while ensuring transparency. The report also provides information on the informal and formal means for employees to raise concerns and report issues.

Employee feedback is important to improve subsequent editions of this annual report. Please send comments and suggestions to HWD@international.gc.ca.

Departmental context 

Global Affairs Canada (GAC) is a large and complex organization. The department:

All GAC employees and managers play a part in making our workplace healthy, respectful, safe and free of harassment and discrimination. Employees and managers are also all responsible for following the department’s codes for values and ethics and conduct, which set forth clear expectations for employee behaviour.

Emphasizing respect for others, integrity, stewardship and excellence, the Values and Ethics Code encourages employees to report misconduct or wrongdoing while ensuring that those who do report are protected. GAC’s Code of Conduct sets standards for employee behaviour for all employees, including Canadian representatives abroad and their accompanying dependants.

Any employee—at headquarters, in regional offices across Canada or at our missions around the world, whether Canadian or locally engaged—who is directly or indirectly affected by an instance of misconduct or wrongdoing can and should use the appropriate channel to report the issue(s), no matter the level or occupation of the offender. All omplaints will be taken seriously, properly assessed and, if founded, followed up with administrative or disciplinary actions, or both, in a timely fashion.

GAC is fully committed to safeguarding employee privacy and maintaining a workplace free from reprisal. No employee will face retaliation, punishment or adverse consequences for reporting misconduct or wrongdoing.

Addressing misconduct and wrongdoing at Global Affairs Canada

Several recourse mechanisms are available to employees facing real or apparent misconduct or wrongdoing. More information on these processes is provided in the annexes, including details on available GAC resources in Annex B, along with recourse mechanisms for Canada-based employees in Annex C and for locally engaged staff in Annex D.

Managers are a first point of contact for employees to navigate the process and manage issues. Employees can also reach out to the Office of the Well-being Ombud and Inspector General (Ombud’s office) for confidential and informal services and assistance, or to navigate the various recourse options (see Annex E for more details).

GAC addresses all suspected cases of misconduct and wrongdoing by following departmental and Government of Canada policy instruments. These actions include:

Over the past year, the department has streamlined administrative processes to support timely case management. This included streamlining contracting and security requirements related to harassment and violence in the workplace investigations. The department also implemented the first phase of a centralized case management system to document cases more consistently and track them better.

Future phases will enhance data quality, analytics and reporting capacity, helping us identify potential trends and respond proactively. Looking ahead, we are also exploring the development of a standardized complaint intake model to help employees navigate addressing misconduct and wrongdoing more easily.

For cases of misconduct

When the information initially disclosed is insufficient to make a determination, the department launches an investigative process. This can take the form of a fact-finding exercise or an investigation:

For cases of wrongdoing

When a protected disclosure is received, an admissibility analysis, based on legal criteria, is undertaken to determine whether there is a requirement to launch an investigation. Investigations are conducted as informally and promptly as possible, with appropriate rigour throughout the process. Procedures for protected disclosures under the Public Servants Disclosure Protection Act are available on the department’s intranet site.

Measures taken in founded cases of misconduct and wrongdoing 

An allegation of misconduct or wrongdoing can be determined to be unfounded or founded after reviewing the available facts and applying the standard of proof for administrative investigations which is the balance of probabilities.

As an employer, GAC has a responsibility to take appropriate disciplinary or administrative measures when misconduct or wrongdoing is determined to be founded. In some instances, a situation may warrant the application of both administrative and disciplinary measures. (See Annex A for more details on these measures.)

Findings in 2025–2026

In reporting year 2025–2026:

As noted above, not all allegations lead to a formal investigation process. Reasons for this vary and can include early reviews not requiring a formal investigation, complaints being addressed through early fact-finding or informal resolution or not meeting the admissibility criteria.

Of the 108 investigations, 92 were deemed founded, and resulted in the application of administrative or disciplinary measures, or both. These represent 41% of all complaints and 85% of those investigated.

Trend analysis and year-over-year comparison

This section presents a trend analysis and year-over-year comparison of complaints, allegations, investigations and founded cases by examining 2025–2026 findings alongside those from the previous three reporting periods (2022–2023, 2023–2024 and 2024–2025). It identifies recurring issues and emerging patterns, and outlines the departmental measures implemented to strengthen controls, improve accountability and address ongoing challenges.

Financial mismanagement cases

Harassment and violence in the workplace cases

Breach of Values and Ethics Code

Administrative misconduct cases

GAC Network Acceptable Use Policy (NAUP) violations

Personnel security violations

To address ongoing misconduct trends and strengthen accountability across the department, GAC continues to implement a series of targeted, department-wide measures, with a key focus on the revised Values and Ethics Code and Code of Conduct. These measures include:

While the 2025–2026 reporting year saw an increase in complaints or allegations submitted, there was a decrease in the overall number of founded cases resulting in disciplinary or administrative measures. This decline can be attributed to several factors, including:

Table 1: Overview of cases of misconduct and wrongdoing, 2022–2023 to 2025–2026
Reporting year changeComplaints or allegations receivedInvestigations initiated1Founded cases resulting in disciplinary or administrative measures
2025–202622710892
2024–2025218125120
2023–202429012994
2022–20231477256

1 Investigations initiated are only those investigations begun in that year. Founded cases may have been initiated in a previous year.

Figure 1: Comparison of misconduct and wrongdoing activities, 2022–2023 to 2025–2026

Figure 1

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Figure 1: Comparison of misconduct and wrongdoing activities, 2022–2023 to 2025–2026

 ComplaintsInvestigations Founded cases
2022-20231477256
2023-202429012994
2024-2025218125120
2025-202622710892
Figure 2: Year-by-year comparison of founded cases by category

Figure 1

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Figure 2: Year-by-year comparison of founded cases by category

Category2022-20232023-20242024-20252025-2026
Financial mismanagement1495
Harassment and violence3253
Breach of the departmental values and ethics code23437050
Administrative misconduct23373126
Network Acceptable Use Policy violations2600
Personnel security violations4246
Table 2: Outcomes of Investigations by Category, 2025–2026
CategoryFounded cases*Measures
Financial mismanagement5
  • One employee received a verbal reprimand.
  • Two employees were terminated.
  • Two employees left the department before disciplinary action could be initiated, with both employees required to reimburse the transactions.
Harassment and violence3

Preventive investigations resulted in targeted measures to strengthen workplace practices and prevent recurrence: These included:

  • training on respectful communication and managing difficult conversations
  • reinforcing early and informal conflict resolution approaches
  • promoting regular and open communication
  • clarifying roles and responsibilities

Additional recommendations emphasized:

  • timely intervention in workplace conflicts
  • strengthening guidance and support for harassment and violence in the workplace advisers to better direct employees to appropriate resolution options.
Breach of the Values and Ethics Code50

Measures included:

  • termination (most frequent)
  • verbal and written reprimands
  • temporary suspensions
  • requirement to complete training

Three employees resigned before disciplinary steps were taken.

Administrative misconduct 26

Measures varied based on the circumstances, aggravating and mitigating factors, and severity of each situation. They included:

  • verbal and written reprimands and other administrative measures (such as letters of expectations)
  • temporary suspensions and terminations (for more serious offences)

Six employees resigned before any disciplinary or administrative steps could be taken.

NAUP violations0

No founded NAUP violation cases were reported. However:

  • 5 new investigations were opened
  • 39 infractions were issued under the NAUP infraction program

The department addresses violations and infractions through:

  • policy enforcement
  • remediation of unauthorized system use
  • follow-up with employees and managers.

Additional actions included:

  • information technology (IT) forensic investigations
  • strengthened information security practices
  • ongoing support to departmental investigative partners
Personnel security violations6
  • Three employees were terminated for theft, unauthorized contact with foreign government officials or working remotely in a country of concern without authorization.
  • One employee was required to repeat security training and the violation was formally documented on their security file.
  • Other founded cases involved unauthorized access to departmental assets or files. These were addressed through administrative follow-up or information-sharing with the employee’s new department.

* Two external investigations were included in the overall 92 counts of complaints, allegations and founded cases. However, these two external investigations were not included in the outcomes of Departmental investigations by category (Table 2) and in the comparison of founded cases by category (Figure 2). For more information, please refer to the External investigations section of this report.

Figure 3: Founded cases 2025–2026

Figure 1

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Figure 3: Founded cases 2025–2026

CategoryFounded cases
Financial mismanagement6 %
Harassment and violence3 %
Breach of the Departmental Values and Ethics Code54 %
Administrative misconduct  28 %
Network Acceptable Use Policy (NAUP) violations0
Personnel Security violations7 %
*External Investigations2 %
Table 3: Outcome of Investigations and Consequences of Founded Cases, 2025–2026
Disciplinary measuresNumber of cases
Verbal reprimand4
Written reprimand19
Temporary suspension15
Training/coaching7
Termination25
Other15

Note: “Other” includes the following: letters of expectations (6), resignations submitted before disciplinary steps were taken (6) and additional administrative measures (3). In some cases, the same employee faced multiple administrative or disciplinary measures.

Internal investigations and reviews

Financial mismanagement cases

Financial mismanagement cases involve a loss of public funds or Crown property, or both. This may include:

Some financial mismanagement cases are investigated as possible wrongdoing under the Public Servants Disclosure Protection Act as a misuse of public funds or a public asset. In these cases, when the wrongdoing is founded, it must be published on the Government of Canada’s Acts of Founded Wrongdoing web page.

Over the 2025–2026 reporting year, five financial mismanagement investigations concluded that financial misconduct had occurred at GAC:

Harassment and violence in the workplace cases

Cases of harassment and violence in the workplace pertain to any action, conduct or comment, including of a sexual nature, that can reasonably be expected to cause offence, humiliation or other physical or psychological injury or illness to an employee, including any prescribed action, conduct, or comment.

Some harassment and violence in the workplace cases are investigated as possible wrongdoing under the Public Servants Disclosure Protection Act as a serious breach of a code of conduct. When the wrongdoing is founded, it must be published on the Government of Canada’s Acts of Founded Wrongdoing web page.

Complaints about workplace safety fall under the Canada Labour Code. These may lead to recommendations the employer establish and use measures to help protect employees, rather than resulting in disciplinary measures for individuals.

In 2025–2026, the workplace harassment and violence in the workplace functions at GAC were integrated under the Corporate Health Program (HWH) to reinforce a holistic approach to occupational health and safety. This approach recognizes psychosocial risks as occupational hazards requiring systematic prevention and monitoring. For employees, this integration results in earlier risk identification, clearer processes, stronger oversight and more consistent and coordinated support to protect both psychological and physical well-being.

Over the 2025–2026 reporting period, three harassment and violence in the workplace preventive investigations were concluded:

Breach of the Values and Ethics Code and Code of Conduct cases

The Values and Ethics Code includes a very wide range of conduct that employees must adhere to and uphold. A breach occurs when an employee contravenes expected values and ethics as enumerated in the code. A breach can also occur when an employee does not adhere to the Code of Conduct.

Examples of a breach include:

Some serious breaches of a code of conduct are investigated as possible wrongdoing under the Public Servants Disclosure Protection Act (PSPDA). When the wrongdoing is founded, it must be published on the Government of Canada’s Acts of Founded Wrongdoing web page.

Over the 2025–2026 reporting period, 50 investigations found that a breach of the Values and Ethics Code or the Code of Conduct had occurred at GAC.

Inappropriate or unprofessional behaviours

Breach of integrity

Undue use of influence or access to resources

Stewardship of public resources

Administrative misconduct cases

Administrative misconduct cases cover a range of inappropriate behaviours in the workplace, such as theft of time, tardiness, absenteeism, unauthorized leave or personal activities during work hours, insubordination, failure to carry out duties or specific tasks, failure to follow instructions or the misuse of government assets.

Over the 2025–2026 period, 26 cases were deemed founded.

Theft of time, tardiness, absenteeism, unauthorized leave or personal activities during work hours

Seventeen employees were absent without authorization, falsely reported leave during work hours (theft of time) or demonstrated tardiness. In these cases, some employees also failed to comply with management expectations, failed to communicate with management or breached the Values and Ethics Code.

As a result, considering all mitigating and aggravating factors, employees received a range of disciplinary measures including:

One employee resigned before any measures could be applied.

Insubordination or failure to carry out duties or specific tasks or to follow instructions

Six employees demonstrated insubordination, failed to carry out their duties and specific tasks or did not meet management expectations or instructions. In some circumstances, employees were also unresponsive or demonstrated aggressive, unprofessional and inappropriate behaviour.

As a result, and taking into account all mitigating and aggravating factors, employees received a range of disciplinary measures. In some cases, multiple disciplinary measures were imposed on the same employee.

These measures included:

One employee resigned before any measures could be applied.

Misuse of government assets

Two employees misused government assets such as Crown-issued credit cards, including for personal benefit. As a result, considering all mitigating and aggravating factors, these employees received measures that included a written reprimand and a temporary suspension, as this constituted misconduct.

Personnel security investigations

Under the responsibility of the chief security officer, the mandate of Corporate Security’s Personnel Security and Contracting Unit (CSCP) is to conduct security investigations related to security of information, national security and reliability issues. The unit also conducts investigations into possible insider threats.

In the 2025–2026 reporting year, the CSCP formally opened 53 files related to personnel security. The CSCP receives and reviews a substantially higher volume of reportings than those formally opened. All reportings require initial assessment, including appropriate checks and verifications, but many do not meet the threshold for creating a case file. These are assessed as non-actionable or outside the CSCP’s mandate. The CSCP invests significant time and resources reviewing and settling these reports.

In the 2025–2026 reporting year, the CSCP pursued 22 complaints or allegations of misconduct and wrongdoing and launched 12 new security investigations. Six investigations remain ongoing, including one case from a previous reporting year.

CSCP concluded the following six investigations, deeming the allegations founded. They all resulted in a review for cause of the reliability status of the employees:

Interactions with other government departments working with or in GAC-controlled spaces

The CSCP acts as facilitator for other government departments (OGDs) conducting security investigations on their own employees working with or in spaces controlled by GAC. The CSCP may advise, assist or participate in OGD investigations. It is currently leading discussions with OGDs on standardizing procedures to communicate these matters between departments.

GAC Network Acceptable Use Policy cases

Under the responsibility of the chief security officer, the Corporate Security IT/Cyber Security Unit administers the Network Acceptable Use Policy (NAUP). NAUP investigators gather and process electronic information and conduct forensic investigations into the misuse of the department’s electronic network and associated devices. It also assists with IT forensics of other investigative bodies at GAC.

Violations of the GAC NAUP involve the misuse of the department’s electronic networks and associated devices. This includes using the department’s SIGNET systems or network, including Wi-Fi or departmental smartphones, to conduct activities that:

During the reporting year 2025–2026, the Corporate Security IT/Cybersecurity unit:

Examples of investigations include breach of user data, inappropriate usage of a corporate asset and unauthorized handling of classified information.

Security infractions

As part of the Security Infraction Program, the Corporate IT Security Unit (CSCI) will send a notice to both the employee who triggered the infraction and to the employee’s manager when an infraction is discovered. The infraction program is proving an effective method of enforcing the NAUP. The CSCI saw a slight increase in infraction numbers from the 2024–2025 to 2025–2026 reporting years.

In reporting year 2025–2026, 39 NAUP infractions were issued. These related to:

IT forensic support

The Corporate Security IT/Cybersecurity Unit also provides support to partner investigative bodies within GAC, including Fraud, Values and Ethics and the Labour Relations Centre of Expertise. In the 2025–2026 reporting year:

External investigations

As part of their mandates, other Canadian entities also undertake their own investigations of the department or GAC employees, or both. This section provides information on the types of investigations these organizations undertake. It also summarizes investigations concerning the alleged misconduct or wrongdoing of a GAC employee or vendor completed in the 2025–2026 reporting year.

Interactions with Canadian law enforcement agencies

The CSCP acts as the liaison between GAC and Canadian law enforcement agencies. In accordance with GAC’s authorities, CSCP may refer suspected criminal activity to law enforcement agencies and provide support to these agencies as required.  

There have been no instances in the 2025-2026 reporting year where CSCP referred a case to a Canadian law enforcement agency. In addition, two cases remain outstanding relating to ongoing criminal investigations carried over from previous years.

Office of the Public Sector Integrity Commissioner

The Office of the Public Sector Integrity Commissioner of Canada is an independent federal organization that reports to Parliament and was established to implement the Public Servants Disclosure Protection Act. The office investigates wrongdoing in the federal public sector and helps protect the following from reprisal:

The office contributes to strengthening accountability and increasing oversight of government operations by:

For the 2025–2026 reporting year, the department was aware of five investigations involving GAC employees initiated by the Office of the Public Sector Integrity Commissioner. Of these, two were launched during this reporting period and three were carried over from previous years.

Canadian Human Rights Commission

Under the Canadian Human Rights Act, an individual or group of individuals may submit a human rights complaint to the Canadian Human Rights Commission (CHRC) related to any action, behaviour, decision or omission of the federal government or a federally regulated organization that they have reasonable grounds to believe resulted in the unfair or negative treatment of a person under prohibited grounds of discrimination.

These grounds include race, national or ethnic origin, colour, religion, age, sex, sexual orientation, gender identity or expression, marital status, family status, genetic characteristics, disability, or conviction for an offence for which a pardon has been granted or in respect of which a record suspension has been ordered.

Once a complaint is submitted, the CHRC will review it and, if necessary, gather information from the parties to determine the next steps, including whether a complaint will be referred to the Canadian Human Rights Tribunal (CHRT). The CHRT is an independent tribunal that determines if discrimination has occurred. For more information on their respective roles and processes, please consult the CHRC and CHRT websites for more information.

The Labour Relations Centre of Expertise is responsible for coordinating the departmental response to complaints filed with the CHRC against GAC. In the 2025–2026 reporting year, the CHRC accepted two complaints for review. During the reporting period, one complaint was withdrawn, and no decisions were issued by the CHRT in relation to complaints against GAC.

Employment and Social Development Canada

The Employment and Social Development Canada (ESDC) Labour Program administers and enforces Part II of the Canada Labour Code to ensure occupational health and safety. Health and safety officers conduct inspections and investigations, guided by the policy on workplace health and safety compliance, in applying the Canada Labour Code fairly and consistently.

The ESDC Labour Program may only initiate inspections and investigations following a serious injury or fatality, a referred complaint under the internal resolution process, a continued work refusal due to danger, or as part of regular audits and reviews. If an employee believes the employer is not meeting its obligations under the code and the Work Place Harassment and Violence Prevention Regulations, they may contact the ESDC Labour Program. The program can review the employer’s compliance with the required prevention and resolution processes.

For the reporting year 2025–2026, GAC was issued two assurances of voluntary compliance (AVCs) and one direction related to violence and harassment.

Public Service Commission of Canada

The mandate of the Public Service Commission of Canada is to oversee the integrity of the staffing system and the political impartiality of the federal public service. As part of this, it investigates concerns about specific appointment processes and allegations of improper political activities for organizations subject to the Public Service Employment Act.

During the reporting year 2025–2026, one Public Service Commission investigation related to GAC from a previous year was deemed founded.

Conclusion

Addressing Misconduct and Wrongdoing at Global Affairs Canada 2025–2026 is the fourth installment of this annual report. It reflects GAC’s ongoing commitment to ethical conduct, accountability and transparency.

The report reinforces the department’s commitment to thoroughly investigate all allegations of misconduct and wrongdoing and to take appropriate measures in substantial cases. By outlining available resources, support services and recourse mechanisms, the report also aims to enhance awareness and empower GAC employees. In this way, it helps to create a more respectful, healthy and inclusive work environment.

Beyond its contents, the report serves as a testament to the department’s steadfast adherence to addressing wrongdoing and misconduct to ensure the highest standards of professionalism and ethical conduct, in alignment with the departmental Values and Ethics Code and the Code of Conduct.

Annex A – Definitions

Term
Definition
Administrative investigation
The gathering and analysis of information related to an incident of alleged misconduct. Information is used to address any risk of harm and prevent future occurrences.
Administrative measures

Measures that may be taken to make the necessary adjustments to a situation. Some situations may require the application of one or several administrative measures. In some instances, it may be determined that an administrative measure is sufficient to address the situation.

Administrative measures may include placing an employee on administrative leave without pay, temporarily removing a human resources delegation and/or a financial delegation, or other measures as appropriate and depending on the situation.

Administrative measures can also be used to provide tools to the employee with a view to ensuring the misconduct does not happen again. For example, providing a letter of expectations, developing an action plan for them to change their behaviour, providing training or coaching, or scheduling regular meetings with management.

Conflict of interest

Any situation where public servants have private interests that could improperly influence the performance of their official duties and responsibilities or where public servants use their offices for personal gain.

A conflict of interest may be:

  • real (existing at the present time)
  • apparent (perceived by a reasonable observer to exist, whether or not that is the case)
  • potential (reasonably foreseen to exist in the future)
Disciplinary process
A structured process to deal with employees who have violated departmental processes or policies. It involves a series of steps.
Disciplinary measures
Formal measures that seek to correct behaviours and are generally progressive, increasing in severity with successive acts of misconduct. To determine the appropriate measure, a manager must consider all aggravating and extenuating circumstances. In some cases, the misconduct may be sufficiently serious to warrant severe action even on a first offence. Disciplinary measures range from verbal reprimands, written reprimands, suspensions without pay, financial penalties, demotion, up to termination of employment. Disciplinary measures may be subject to grievances.
Discrimination
Any action or decision that results in the unfair or negative treatment of a person under prohibited grounds of discrimination such as race, national or ethnic origin, colour, religion, age, sex, sexual orientation, gender identity or expression, marital status, family status, genetic characteristics, disability, or conviction for an offence for which a pardon has been granted or in respect of which a record suspension has been ordered.
Fact-finding exercise
A limited scope assessment to identify the issue and clarify relevant facts. It involves gathering information before deciding whether to proceed with a full-scale investigation.
Founded case
An allegation of misconduct or wrongdoing that has been substantiated through thorough investigation and evidence.
Grievance
A written complaint that may be filed by an individual on their own behalf, by a bargaining agent representative on behalf of a group of individuals or, in the case of a grievance related to a human resources policy, by a bargaining agent or an employer.
Misconduct
Any action whereby an individual wilfully contravenes an act, a regulation, a rule, a departmental or Treasury Board policy instrument, an approved procedure, a departmental code of conduct or the Values and Ethics Code: in short, when an employee contravenes any of the obligations they agree to abide by when becoming a public servant. Examples of misconduct may include absence from work without authorization, insubordination and tardiness.
Preliminary assessment
A limited scope assessment designed to help identify potential issues and scope of work to determine if there requires a further in-depth investigation.
Preventive investigation 
An investigation undertaken to identify risks, patterns or contributing factors related to workplace harassment and violence, with the purpose of preventing future occurrences rather than resolving specific allegations raised in a notice of occurrence. A principal party will request a preventive investigation once all other reasonable efforts and resolution options have been examined and exhausted. The investigation report includes a general description of the occurrence(s), conclusions (including those related to circumstances that contributed to the occurrence) and recommendations to eliminate or minimize future risk or recurrence.
Workplace harassment and violence 
Any action, conduct or comment, including of a sexual nature, that can reasonably be expected to cause offence, humiliation or other physical or psychological injury or illness to an employee, including any prescribed action, conduct or comment (Canada Labour Code, Part II). 
Wrongdoing

The Public Servants Disclosure Protection Act defines wrongdoings as one or more of the following:

  • a) a contravention of any Act of Parliament or of the legislature of a province, or of any regulations made under any such Act, other than a contravention of section 19 of this Act;
  • b) a misuse of public funds or a public asset;
  • c) a gross mismanagement in the public sector;
  • d ) an act or omission that creates a substantial and specific danger to the life, health or safety of persons, or to the environment, other than a danger that is inherent in the performance of the duties or functions of a public servant;
  • e) a serious breach of a code of conduct established under section 5 or 6; and
  • f)  knowingly directing or counselling a person to commit a wrongdoing set out in any of the paragraphs (a) to (e).

Annex B – Addressing misconduct and wrongdoing: GAC resources at a glance

All GAC employees have the right and the responsibility to speak up when misconduct or wrongdoing occurs. Any employee—whether in Canada or abroad, Canada-based or locally engaged, and regardless of employment occupational group or status—can report an issue of concern.

Employees who have experienced, witnessed or been informed of an incident can follow these steps.

Step 1

Speak with:

Depending on the issue and the situation, the employee may also want to speak to a union representative, a locally engaged staff council representative (at mission), the locally engaged staff engagement officer (at HQ), a mentor and/or a representative of one of GAC’s employee networks.

Step 2

The following GAC teams can help employees with the initiation of informal and formal mechanisms, including investigations into misconduct and wrongdoing, and any related questions, as well as examination of systemic causes and recommendations for preventive actions. Contact points vary depending on the issue at stake:

Employees can also directly contact other Government of Canada organizations for the following issues:

For further information on reporting an incident, employees can visit GAC’s Intranet page on Reporting an Incident.

Annex C – Resources, support services and recourse mechanisms for Canada-based employees

Annex C (PDF, 47 KB)

Many resources, support services, and recourse mechanisms that help maintain a respectful, healthy and inclusive work environment are available. The following table presents some of these resources to help employees navigate the system. We encourage employees to use the links and contacts below to find further information.

For most issues, your management team should be your first point of contact.

The Office of the Well-Being Ombud and Inspector General (ZID) is also always available to help you navigate the system and explore your options in a confidential manner.

Collective agreement dispute or work-related issue

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Interpersonal dispute or disagreement

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Discrimination

Information and guidance

Formal mechanism or investigation

Mechanism
Contact

Possible outcome

Workplace harassment and violence

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Conflict of interest

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Values and Ethics Code misconduct and other misconduct

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Wrongdoing

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Financial misconduct

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Personnel Security

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Improper use of the internet

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Refusal to work

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Internal complaint resolution

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Workers’ compensation claim

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Annex D (PDF, 47 KB)

Many resources, support services, and recourse mechanisms that help maintain a respectful, healthy and inclusive work environment are available. The following table presents some of these resources to help employees navigate the system. We encourage employees to use the links and contacts below to find further information.

For most issues, your management team should be your first point of contact.

The Office of the Well-Being Ombud and Inspector General (ZID) is also always available to help you navigate the system and explore your options in a confidential manner.

Terms and conditions of employment or work-related issue

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Interpersonal dispute or disagreement

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Discrimination

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Workplace harassment and violence

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Conflict of interest

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Breach of the code of conduct misconduct

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Wrongdoing

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Financial misconduct

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Personnel security

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Improper use of the internet

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Refusal to work

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Internal complaint resolution

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Workers’ compensation claim

Information and guidance

Formal mechanism or investigation

Mechanism
Contact
Possible outcome

Annex E – Office of the Ombud and Inspector General services

Our on-demand services

Your gateway to support from the Office of the Well-being Ombud and Inspector General is an email to ombud@international.gc.ca. Our services are offered to all Canada-based staff employee and their dependents and locally engaged staff. We also offer certain services to employees of other government departments working at our missions.

Ombud services

Confidential conversations with the Ombud or Deputy Ombud are your starting point to help you address your situation and navigate the system.

What are Ombud services?

A safe environment where you can discuss your concerns or issues by exploring your options with you. An adviser is available to deal specifically with LES issues.

How does Ombud services work?

When you have a confidential conversation with the Ombud, Deputy Ombud or staff, we

What else can Ombud services do?

We bring issues to the surface and identify opportunities for systemic change within the organization.

Employee Assistance program (EAP)

Confidential conversations with our counsellors can help you address various life and work-related issues.

What is EAP?

A voluntary, confidential, short-term counselling service available to provide individuals in overcoming personal and professional challenges.

How does EAP work?

We help people understand their personal situations better. We empower them to seek appropriate help and support.

What else can EAP do?

We provide advice to managers on how to handle challenging interpersonal situations at work. We also provide training to all staff on issues related to psychological health.

Informal Conflict Management Services (ICMS)

Confidential conversations with our practitioners can help manage conflicts and promote positive interactions.

What is ICMS?

A voluntary, quick, informal approach to managing and resolving conflicts in the workplace. We assist employees, managers, and teams in overcoming workplace issues and challenges.

How does ICMS work?

We provide:

What else can ICMS do?

We provide advice to managers on how to handle challenging workplace situations. We also provide training to all staff on issues related to team dynamics and a healthy workplace.

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